Table of
Contents
I. Certification Overview
Certified Auditor Exam
CQA Body of Knowledge
CQA Primer Content vs BOK
II. Auditing Fundamentals
Quality and Auditing Terms
Audit Types
Methods
Relationships
Purposes
Common Elements
Audit Purpose and Scope
Audit Benefits
Audit Criteria
Audit Responsibilities
Professional Conduct
Liability Issues
Ethical Responsibilities
Legal Consequences
Audit Credibility
References
Questions
III. Auditor Competencies
Auditor Characteristics
On-site Resource Management
Conflict Resolution
Communication and Presentation Techniques
Communication Techniques
Presentation Techniques
Interviewing Techniques
Interviewing
Listening
Team Dynamics
Team Building
Team Facilitation
Team Development Stages
References
Questions
IV. Audit Planning and Performance
Audit Preparation and Planning
Audit Planning Elements
Auditor Selection
Audit Related Documentation
Audit Logistics
Audit Tools and Working Papers
Audit Strategies
Audit Performance
On-site Audit Management
Opening Meeting
Data Collection and Analysis
Establishment of Objective Evidence
Organization of Objective Evidence
Exit and Closing Meeting
References
Questions
V. Audit Reporting and Follow-up
Audit Reporting
Development and Content
Effective Reports
Report Steps
Audit Follow-up
Corrective Action Process
Corrective Action Plan Review
Corrective Action Verification
Ineffective Corrective Action
Audit Closure
References
Questions
VI. Audit Program Management
Program Management
Senior Management Support
Staffing and Resource Management
Training and Development
Audit Program Evaluation
Internal Audit Program Management
External Audit Program Management
Best Practices
Organizational Risk Management
Management Review Input
Business and Financial Impact
Auditing as a Management Tool
Interrelationships of Processes
Cost of Quality
Emerging Auditor Roles
References
Questions
VII. Quality Tools and Techniques
Basic Quality and Problem Solving Tools
Process Improvement Techniques
Six Sigma
Lean
Basic Statistics
Central Tendency
Measures of Dispersion
Qualitative and Quantitative Analysis
Process Variation
Common and Special Cause
Process Performance Metrics
Outliers
Sampling Methods
Acceptance Sampling Plans
Types of Sampling
Sampling Terms
Change Control and Configuration Management
Verification and Validation
Risk Management Tools
References
Questions
VIII. Appendix
Author Index
Subject Index
Case Studies
Question Answers
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