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Table of ContentsI. Certification Overview Certified Auditor Exam CQA Body of Knowledge Primer Content vs BOK II. Auditing Fundamentals Quality & Auditing Terms Audit Purpose Audit Types System Audit Matrix General Audit Matrix Audit Criteria Audit Standards MBNQA Audit Responsibilities Liability Issues References Questions III. Auditor Competencies Professional Conduct Audit Credibility Auditor Characteristics Resource Management Time Management Conflict Resolution Communication Techniques Interviewing Techniques Team Fundamentals Presentation Techniques Verification & Validation References Questions IV. Audit Preparation Audit Planning Elements Auditor Selection Audit Document Review Audit Logistics Auditing Tools Checklists Audit Strategies Audit Plan Communication References Questions V. Audit Performance Audit Process Management Audit Team Meetings Opening Meeting Audit Working Papers Data Collection Questioning & Interviewing Verifying Documents Physical Evidence Observation Techniques Verification/corroboration Effectiveness of Controls Audit Analysis Pattern & Trend Analysis Nonconformance & Noncompliance Defect Classifications Characteristic Classifications Risk Assessment Observations & Findings Exit Meeting Follow-up Actions References Questions VI. Audit Reporting Audit Report Effectiveness Audit Report Steps Audit Record Retention References Questions VII. Audit Follow-up & Closure Corrective/Preventive Definitions Corrective/Preventive Processes Corrective Action Review Verification of Corrective Action Ineffective Corrective Action Audit Closure References Questions VIII. Audit Business Applications Program Management Administration & Policies Strategic Alignment Resource Management Program Effectiveness Auditor Training Business Applications Change Control Systems Risk Management Business Interrelationships Senior Mgmt & Audit Function Common Elements of Audits Auditing as a Mgmt Tool Emerging Auditor Roles References Questions IX. Quality Tools and Techniques Basic Quality Tools Checklists Flow Charts/Process Mapping Scatter Diagrams Cause & Effect Diagrams Pareto Charts Histograms Control Charts Chart Interpretation Problem Solving Tools Plan/do/check/act Brainstorming DMAIC Process 5 Whys 8d Problem Solving Lean Manufacturing Techniques Descriptive Statistics Sampling Methods Process Capability Data Analysis Cost of Quality References Questions X. Appendix Author Index Subject Index Case Studies Question Answers Sample SectionClick here to view a sample Section from the CQA Primer. The sample file was prepared using Adobe Acrobat to preserve formatting and to allow you to print the file exactly as it appears in the Primer. You must have Adobe Acrobat Reader installed on your computer in orde to view the file. Click here to obtain your free version of Adobe Acrobat (approximately 5 megs). |
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